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美國證監會交易徵費變更通知
2019年4月12日
親愛的客戶：
感謝閣下對昊天國際證券一直以來的支持。
因美國證監會於2019年3月12日通過條例, 由2019年4月16日起, 所有沽出交易徵費調整為0.00207%, 本公司將於2019年4月16日同步調整該項收費。
如有任何查詢，請致電(852) 2652 3400/ (852) 2127 5700 或電郵至cs@haotianfin.com或與本公司之客戶服務部聯絡。
客戶服務部
昊天國際證券有限公司
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Date: 11 April, 2019
Dear valued customers,
Notification of US SEC fee revision
The Securities and Exchange Commission announced that starting on April 16, 2019, the fee rates applicable to most securities transactions will be set at $20.70 per million dollars.
Consequently, each SRO will continue to pay the Commission a rate of $13.00 per million for covered sales occurring on charge dates through April 15, 2019, and a rate of $20.70 per million for covered sales occurring on charge dates on or after April 16, 2019. The fee rate for fiscal year 2019 compares similarly to the fee rates in years prior to 2018. As noted in the last advisory, the lower rate in 2018 was in part the result of a substantially higher dollar amount of covered sales.
For more information on the term “charge date,” please refer to Rule 31(a)(3) and Exchange Act Release No. 49928 at http://www.sec.gov/rules/final/34-49928.htm.
The assessment on security futures transactions will remain unchanged at $0.0042 for each round turn transaction.
The Commission determined these new rates in accordance with Section 31 of the Securities Exchange Act of 1934. These adjustments do not directly affect the amount of funding available to the SEC.
Should you have any enquiry, please contact our Customer Service Department at (852) 2652 3400/ (852) 2127 5700 or email to cs@haotianfin.com.
Yours faithfully,
Customer Service Department
Hao Tian International Securities Limited
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